Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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M&G ADVICE PARTNERS LIMITED
FRN 584256
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 1 Aug 2020)
- CF1 Director (AR) (since 6 Jul 2020)
- CF30 Customer (since 6 Jul 2020)
- CF30 Customer (27 Jun 2016 to 8 Dec 2019)
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DAT Financial Planning Ltd
FRN 926821
- Employed By (since 6 Jul 2020)
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- (121)Employed By (18 Apr 2011 to 24 Jun 2016)
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- CF30 Customer (18 Apr 2011 to 24 Jun 2016)
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- CF30 Customer (5 Feb 2008 to 2 Apr 2011)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.