Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 1 Aug 2020)
    • CF1 Director (AR) (since 6 Jul 2020)
    • CF30 Customer (since 6 Jul 2020)
    • CF30 Customer (27 Jun 2016 to 8 Dec 2019)
    • Employed By (since 6 Jul 2020)
  • Newcastle Financial Advisers Limited (no longer approved here)

    FRN 222899

    • (121)Employed By (18 Apr 2011 to 24 Jun 2016)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (18 Apr 2011 to 24 Jun 2016)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (5 Feb 2008 to 2 Apr 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.