Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 11. Pension transfer specialist
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 14 Apr 2025)
    • [FCA CF] Client dealing (since 14 Apr 2025)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF21 Investment Adviser (1 Jun 2005 to 29 Jun 2006)
    • CF4 Partner (AR) (1 Jun 2005 to 29 Jun 2006)
  • Abercrombie Pension & Investment Planning Ltd (no longer approved here)

    FRN 153059

    • Employed By (24 Sep 2004 to 30 Dec 2007)
  • Abercrombie Financial Consultancy (no longer approved here)

    FRN 225404

    • (4)Employed By (13 Jun 2003 to 29 Jun 2006)

Recent activity

Updates to this individual's record on the FCA register.

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