Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Fairstone Financial Management Limited
FRN 475973
- 11. Pension transfer specialist
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 14 Apr 2025)
- [FCA CF] Client dealing (since 14 Apr 2025)
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- CF21 Investment Adviser (1 Jun 2005 to 29 Jun 2006)
- CF4 Partner (AR) (1 Jun 2005 to 29 Jun 2006)
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- Employed By (24 Sep 2004 to 30 Dec 2007)
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- (4)Employed By (13 Jun 2003 to 29 Jun 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.