Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 7 Dec 2020)
-
- CF30 Customer (5 Nov 2008 to 8 May 2012)
- CF21 Investment Adviser (2 Jan 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (23 Feb 2005 to 2 Jan 2007)
-
- (5)Employed By (20 Dec 1999 to 28 Feb 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.