Dorothy Joan Killen

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Dorothy Killen

    FRN 305609

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • Sole trader dealing with clients for which they require qualification (since 22 Jun 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (31 Oct 2004 to 8 Dec 2019)
    • CF7 Sole Trader (31 Oct 2004 to 31 Jan 2007)
  • Alpha Omega Financial Management (no longer approved here)

    FRN 209168

    • Employed By (1 Dec 2001 to 16 Sep 2005)

Recent activity

Updates to this individual's record on the FCA register.

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