Dorothee Johanna Fuhrmann

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Morgan Stanley & Co. International Plc

    FRN 165935

    • [FCA CF] Material risk taker (since 1 Nov 2023)
    • [FCA CF] Manager of certification employee (since 1 Nov 2023)
    • [FCA CF] Significant management (since 1 Nov 2023)
    • CF21 Investment Adviser (15 Dec 2003 to 20 Mar 2007)
  • Morgan Stanley Bank International Limited

    FRN 195430

    • [FCA CF] Significant management (since 1 Nov 2023)
    • [FCA CF] Material risk taker (since 1 Nov 2023)
    • [FCA CF] Manager of certification employee (since 1 Nov 2023)
  • PIMCO Europe Ltd (no longer approved here)

    FRN 149303

    • CF30 Customer (12 Feb 2009 to 20 Jan 2014)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (12 Nov 2008 to 12 Nov 2008)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF21 Investment Adviser (8 May 2003 to 29 Oct 2003)
    • CF22 Investment Adviser (Trainee) (26 Jul 2002 to 8 May 2003)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (8 May 2003 to 29 Oct 2003)
    • CF22 Investment Adviser (Trainee) (26 Jul 2002 to 8 May 2003)

Recent activity

Updates to this individual's record on the FCA register.

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