Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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JPMorgan Chase Bank, National Association
FRN 124491
- [FCA CF] Material risk taker (since 16 Jun 2021)
- [FCA CF] Significant management (since 16 Jun 2021)
- [FCA CF] Manager of certification employee (19 Jul 2024 to 7 May 2025)
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J.P. Morgan Markets Limited
FRN 114031
- [FCA CF] Client dealing (since 28 Feb 2024)
- [FCA CF] Manager of certification employee (since 28 Feb 2024)
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J.P. Morgan Securities plc
FRN 155240
- [FCA CF] Significant management (since 16 Jun 2021)
- [FCA CF] Manager of certification employee (since 29 May 2018)
- [FCA CF] Client dealing (since 21 Nov 2016)
- [FCA CF] Material risk taker (since 21 Nov 2016)
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- [FCA CF] Manager of certification employee (16 Jan 2025 to 17 Feb 2026)
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- [FCA CF] Manager of certification employee (25 Feb 2021 to 22 Jan 2022)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.