Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Director of firm who is not a certification employee or a SMF manager (1 Apr 2021 to 22 Apr 2022)
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- SMF10 Chair of the Risk Committee (27 Aug 2020 to 31 Jul 2023)
- [FCA CF] Material risk taker (10 Jul 2020 to 31 Jul 2023)
- [PRA CF] Significant risk taker or Material risk taker (10 Jul 2020 to 31 Jul 2023)
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- SMF18 Other Overall Responsibility (11 May 2016 to 9 Jan 2019)
- CF28 Systems and controls (1 Nov 2007 to 6 Mar 2016)
- CF14 Risk Assessment (1 Mar 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.