Dorian Raimond

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Client dealing (1 Sep 2020 to 20 Apr 2023)
    • [FCA CF] Manager of certification employee (1 Sep 2020 to 20 Apr 2023)
    • [FCA CF] Material risk taker (1 Sep 2020 to 20 Apr 2023)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Material risk taker (1 Sep 2020 to 20 Apr 2023)
    • [FCA CF] Client dealing (1 Sep 2020 to 20 Apr 2023)
    • [FCA CF] Manager of certification employee (1 Sep 2020 to 20 Apr 2023)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • [FCA CF] Client dealing (7 Sep 2016 to 4 Jun 2020)
    • CF30 Customer (21 Aug 2014 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.