Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MUFG Securities EMEA plc (no longer approved here)

    FRN 124512

    • [FCA CF] Manager of certification employee (28 May 2023 to 26 Oct 2025)
    • [FCA CF] Material risk taker (7 Mar 2016 to 26 Oct 2025)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 26 Oct 2025)
    • [FCA CF] Client dealing (7 Mar 2016 to 26 Oct 2025)
    • CF30 Customer (4 Jan 2016 to 6 Mar 2016)
  • MUFG BANK, LTD (no longer approved here)

    FRN 139189

    • [FCA CF] Manager of certification employee (28 May 2023 to 26 Oct 2025)
    • [FCA CF] Client dealing (7 Mar 2016 to 26 Oct 2025)
    • [FCA CF] Material risk taker (7 Mar 2016 to 26 Oct 2025)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 26 Oct 2025)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (31 May 2012 to 9 Nov 2015)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF30 Customer (25 Mar 2011 to 27 Apr 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.