Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Daiwa Capital Markets Europe Limited (no longer approved here)

    FRN 124490

    • CF28 Systems and controls (1 Nov 2007 to 12 May 2009)
    • CF1 Director (25 Nov 2005 to 30 Jun 2009)
    • CF13 Finance (23 May 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 22 Feb 2002)
  • Calculus Capital Limited (no longer approved here)

    FRN 190854

    • CF10 Compliance Oversight (1 Dec 2001 to 3 Nov 2005)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 3 Nov 2005)
    • CF27 Investment Management (1 Dec 2001 to 3 Nov 2005)
    • CF1 Director (1 Dec 2001 to 3 Nov 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.