Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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J.P. Morgan Securities plc
FRN 155240
- [FCA CF] Material risk taker (since 20 Aug 2024)
- [FCA CF] Client dealing (since 26 Aug 2021)
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J.P. Morgan Markets Limited
FRN 114031
- [FCA CF] Client dealing (since 28 Feb 2024)
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- [FCA CF] Client dealing (21 Mar 2019 to 26 Aug 2020)
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- [FCA CF] Client dealing (21 Mar 2019 to 26 Aug 2020)
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- [FCA CF] Client dealing (21 Mar 2019 to 26 Aug 2020)
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- [FCA CF] Manager of certification employee (19 Jul 2016 to 28 Sep 2018)
- [FCA CF] Client dealing (7 Mar 2016 to 28 Sep 2018)
- CF30 Customer (7 May 2014 to 6 Mar 2016)
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- CF30 Customer (1 Jan 2013 to 15 Apr 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.