Donough Thomas Murphy

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

BlueCrest Capital Management (UK) LLP (no longer approved here)
FRN 515304
- CF30 Customer (4 Aug 2014 to 30 Sep 2014)
HSBC Bank Plc (no longer approved here)
FRN 114216
- CF21 Investment Adviser (2 Jun 2005 to 22 Apr 2007)
STIFEL EUROPE LIMITED (no longer approved here)
FRN 178733
- (11)CF21 Investment Adviser (14 Mar 2002 to 27 May 2005)
Fiske Plc (no longer approved here)
FRN 124279
- CF21 Investment Adviser (1 Dec 2001 to 1 Mar 2002)

Updates to this individual's record on the FCA register.

1 day ago
controlled function added: (11)CF21 Investment Adviser at STIFEL EUROPE LIMITED

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.