Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • Responsible for Insurance Mediation (3 Oct 2007 to 30 Sep 2018)
    • CF1 Director (3 Oct 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (3 Oct 2007 to 31 Mar 2009)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF30 Customer (1 Nov 2007 to 30 Nov 2007)
    • CF1 Director (AR) (4 Jun 2007 to 30 Nov 2007)
    • CF7 Sole Trader (AR) (4 Apr 2005 to 31 Jan 2007)
    • CF21 Investment Adviser (12 Feb 2002 to 31 Oct 2007)
    • CF4 Partner (AR) (12 Feb 2002 to 4 Apr 2005)
  • DMW Mortgage Solutions Ltd (no longer approved here)

    FRN 418622

    • (1)Employed By (4 Apr 2005 to 30 Nov 2007)
  • Vincent Hickman (no longer approved here)

    FRN 209203

    • (4)Employed By (12 Feb 2002 to 4 Apr 2005)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Vincent Hickman

  2. controlled function added: (4)Employed By at Vincent Hickman