Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Mortgage Solutions (Wakefield) Ltd
FRN 471386
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- Responsibility for MCD Intermediation (since 21 Mar 2016)
- Responsible for Insurance Mediation (3 Oct 2007 to 30 Sep 2018)
- CF1 Director (3 Oct 2007 to 8 Dec 2019)
- CF8 Apportionment and Oversight (3 Oct 2007 to 31 Mar 2009)
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- CF30 Customer (1 Nov 2007 to 30 Nov 2007)
- CF1 Director (AR) (4 Jun 2007 to 30 Nov 2007)
- CF7 Sole Trader (AR) (4 Apr 2005 to 31 Jan 2007)
- CF21 Investment Adviser (12 Feb 2002 to 31 Oct 2007)
- CF4 Partner (AR) (12 Feb 2002 to 4 Apr 2005)
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- (1)Employed By (4 Apr 2005 to 30 Nov 2007)
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- (4)Employed By (12 Feb 2002 to 4 Apr 2005)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Vincent Hickman
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controlled function added: (4)Employed By at Vincent Hickman