Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Rosemount Financial Solutions (IFA) Limited
FRN 535515
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- CF1 Director (AR) (since 10 Mar 2025)
- Appointed representative dealing with clients for which they require qualification (since 10 Jan 2023)
- CF30 Customer (since 14 Dec 2022)
- [FCA CF] Client dealing (since 29 Nov 2022)
- CF5 Director of Unincorporated Association (AR) (14 Dec 2022 to 10 Mar 2025)
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Bourne Financial Options Ltd
FRN 988277
- Employed By (since 14 Dec 2022)
Recent activity
Updates to this individual's record on the FCA register.
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