Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PGIM LIMITED

    FRN 193418

    • [FCA CF] Client dealing (since 1 Jul 2020)
    • [FCA CF] Material risk taker (1 Jul 2020 to 31 Dec 2021)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (25 Sep 2007 to 31 Oct 2007)
  • Aviva Investors Global Services Limited (no longer approved here)

    FRN 119178

    • CF27 Investment Management (1 Dec 2001 to 27 Jul 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.