Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 3 Sep 2021)
    • CF1 Director (AR) (23 Aug 2011 to 3 Sep 2021)
    • CF30 Customer (1 Nov 2007 to 3 Sep 2021)
    • CF21 Investment Adviser (15 Nov 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (21 Jul 2006 to 15 Nov 2006)

Recent activity

Updates to this individual's record on the FCA register.

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