Donna James

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Monmouthshire Building Society

    FRN 206052

    • [PRA CF] Significant risk taker or Material risk taker (since 8 Nov 2024)
    • [PRA CF] Significant risk taker or Material risk taker (16 Aug 2022 to 7 Sep 2023)
  • Countrywide Principal Services Limited (no longer approved here)

    FRN 301684

    • [FCA CF] Functions requiring qualifications (3 Apr 2020 to 31 Dec 2021)
    • [FCA CF] Manager of certification employee (3 Apr 2020 to 22 Apr 2022)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (9 Jan 2009 to 31 Aug 2012)
  • Principality Building Society (no longer approved here)

    FRN 155998

    • CF21 Investment Adviser (1 Dec 2001 to 1 Jan 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.