Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Material risk taker (1 Jan 2017 to 1 Jul 2019)
- [PRA CF] Significant risk taker or Material risk taker (1 Jan 2017 to 1 Jul 2019)
- [FCA CF] Client dealing (7 Mar 2016 to 1 Jul 2019)
- CF30 Customer (19 Aug 2013 to 6 Mar 2016)
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- CF30 Customer (21 Feb 2012 to 30 Jul 2013)
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- CF30 Customer (21 Feb 2012 to 30 Jul 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.