Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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GFI Securities Limited
FRN 184801
- SMF16 Compliance Oversight (since 22 Sep 2023)
- [FCA CF] Material risk taker (since 1 May 2023)
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BGC Brokers L.P
FRN 454814
- SMF16 Compliance Oversight (since 22 Sep 2023)
- [FCA CF] Material risk taker (since 1 May 2023)
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- SMF16 Compliance Oversight (13 May 2020 to 14 Apr 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.