Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 3. Giving personal recommendations on derivatives
    • [FCA CF] Client dealing (since 4 May 2022)
    • [FCA CF] Functions requiring qualifications (since 4 May 2022)
  • SCHRODER & CO. LIMITED (no longer approved here)

    FRN 144206

    • [FCA CF] Client dealing (27 Jun 2016 to 10 Aug 2021)
    • [FCA CF] Functions requiring qualifications (27 Jun 2016 to 10 Aug 2021)

Recent activity

Updates to this individual's record on the FCA register.

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