Donald MacIver Faulds

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Kingston Independent Financial Services Ltd
FRN 952121
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 18 Jan 2022)
- [FCA CF] Client dealing (since 18 Jan 2022)
- SMF16 Compliance Oversight (since 1 Dec 2021)
- Responsible for Insurance Distribution (since 1 Dec 2021)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Dec 2021)
- SMF3 Executive Director (since 1 Dec 2021)
Kingston Independent Financial Services (no longer approved here)
FRN 200173
- (1)Employed By (3 Dec 1999 to 30 Dec 2012)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.