Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Material risk taker (29 Sep 2016 to 31 Mar 2018)
- [FCA CF] Client dealing (12 Jul 2016 to 15 Apr 2018)
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- CF30 Customer (1 Oct 2014 to 31 May 2016)
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- CF30 Customer (3 Sep 2009 to 30 Jun 2014)
- CF4 Partner (3 Sep 2009 to 30 Jun 2014)
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- CF21 Investment Adviser (28 May 2004 to 25 Oct 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.