Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Material risk taker (1 Jan 2024 to 26 Dec 2024)
    • [FCA CF] Manager of certification employee (26 Sep 2023 to 4 Oct 2024)
    • [FCA CF] Client dealing (26 Jul 2023 to 4 Oct 2024)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (1 Dec 2001 to 28 Mar 2005)

Recent activity

Updates to this individual's record on the FCA register.

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