Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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J.P. Morgan Markets Limited
FRN 114031
- [FCA CF] Client dealing (since 28 Feb 2024)
- [FCA CF] Manager of certification employee (since 28 Feb 2024)
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J.P. Morgan Securities plc
FRN 155240
- [FCA CF] Material risk taker (since 17 May 2017)
- [FCA CF] Manager of certification employee (since 7 Mar 2016)
- [FCA CF] Client dealing (since 7 Mar 2016)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (30 Jun 2003 to 31 Oct 2007)
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- [FCA CF] Manager of certification employee (20 May 2022 to 26 Jul 2022)
- CF30 Customer (1 Nov 2007 to 16 Apr 2012)
- CF21 Investment Adviser (8 Aug 2005 to 31 Oct 2007)
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- [FCA CF] Manager of certification employee (20 May 2022 to 4 Jul 2022)
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- CF21 Investment Adviser (17 Oct 2002 to 28 Jan 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.