Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Director of firm who is not a certification employee or a SMF manager (since 30 Aug 2022)
    • [FCA CF] Manager of certification employee (since 1 Jan 2022)
    • [FCA CF] Manager of certification employee (since 1 Oct 2020)
    • [FCA CF] Material risk taker (since 9 Mar 2017)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 29 Oct 2019)
    • [FCA CF] Client dealing (7 Mar 2016 to 29 Oct 2019)
    • CF30 Customer (23 Oct 2012 to 6 Mar 2016)
    • [FCA CF] Manager of certification employee (since 1 Oct 2020)
    • [FCA CF] Material risk taker (since 25 Jun 2018)
    • [FCA CF] Material risk taker (since 2 Apr 2018)
    • [FCA CF] Manager of certification employee (since 2 Apr 2018)
    • [FCA CF] Client dealing (2 Apr 2018 to 2 Oct 2020)
    • [FCA CF] Manager of certification employee (since 2 Apr 2018)
    • [FCA CF] Material risk taker (since 2 Apr 2018)
    • [FCA CF] Client dealing (2 Apr 2018 to 2 Oct 2020)

Recent activity

Updates to this individual's record on the FCA register.

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