Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Reclaim Fund Ltd
FRN 536551
- Director of firm who is not a certification employee or a SMF manager (since 30 Aug 2022)
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RBS Investment Executive Limited
FRN 563849
- [FCA CF] Manager of certification employee (since 1 Jan 2022)
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NatWest Markets Plc
FRN 121882
- [FCA CF] Manager of certification employee (since 1 Oct 2020)
- [FCA CF] Material risk taker (since 9 Mar 2017)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 29 Oct 2019)
- [FCA CF] Client dealing (7 Mar 2016 to 29 Oct 2019)
- CF30 Customer (23 Oct 2012 to 6 Mar 2016)
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Coutts & Company
FRN 122287
- [FCA CF] Manager of certification employee (since 1 Oct 2020)
- [FCA CF] Material risk taker (since 25 Jun 2018)
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- [FCA CF] Material risk taker (since 2 Apr 2018)
- [FCA CF] Manager of certification employee (since 2 Apr 2018)
- [FCA CF] Client dealing (2 Apr 2018 to 2 Oct 2020)
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- [FCA CF] Manager of certification employee (since 2 Apr 2018)
- [FCA CF] Material risk taker (since 2 Apr 2018)
- [FCA CF] Client dealing (2 Apr 2018 to 2 Oct 2020)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.