Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • South River Asset Management Limited (no longer approved here)

    FRN 197097

    • CF30 Customer (1 Nov 2007 to 30 Jun 2011)
    • CF1 Director (15 Oct 2003 to 19 Jan 2007)
    • CF21 Investment Adviser (10 Jan 2003 to 31 Oct 2007)
    • CF27 Investment Management (10 Jan 2003 to 31 Oct 2007)
  • MUFG Securities EMEA plc (no longer approved here)

    FRN 124512

    • CF21 Investment Adviser (1 Dec 2001 to 15 Nov 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.