Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Morgan Stanley & Co. International Plc
FRN 165935
- [FCA CF] Client dealing (since 7 Aug 2025)
- [FCA CF] Manager of certification employee (since 7 Aug 2025)
- [FCA CF] Material risk taker (7 Aug 2025 to 6 Mar 2026)
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Morgan Stanley Bank International Limited
FRN 195430
- [FCA CF] Manager of certification employee (since 7 Aug 2025)
- [FCA CF] Client dealing (since 7 Aug 2025)
- [FCA CF] Material risk taker (7 Aug 2025 to 6 Mar 2026)
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- [FCA CF] Client dealing (9 Dec 2019 to 1 Sep 2021)
- CF30 Customer (28 Jan 2019 to 8 Dec 2019)
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- [FCA CF] Client dealing (18 Jun 2018 to 1 Sep 2021)
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- [FCA CF] Client dealing (18 Jun 2018 to 1 Sep 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.