Dominik Norbert Roth

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MUFG Securities EMEA plc

    FRN 124512

    • [PRA CF] Significant risk taker or Material risk taker (since 28 Feb 2025)
    • [FCA CF] Material risk taker (since 28 Feb 2025)
    • [FCA CF] Client dealing (since 11 Feb 2025)
  • Standard Chartered Bank (no longer approved here)

    FRN 114276

    • [FCA CF] Manager of certification employee (18 Mar 2021 to 13 Jun 2022)
    • [FCA CF] Client dealing (2 Sep 2019 to 13 Jun 2022)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • [FCA CF] Manager of certification employee (18 Jan 2018 to 1 May 2019)
    • [FCA CF] Client dealing (18 Jan 2017 to 1 May 2019)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (5 Feb 2009 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.