Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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UBS AG
FRN 186958
- [FCA CF] Manager of certification employee (since 22 Nov 2023)
- [FCA CF] Algorithmic trading (since 29 Sep 2023)
- [FCA CF] Client dealing (since 25 Sep 2023)
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- [PRA CF] Significant risk taker or Material risk taker (23 May 2022 to 25 Sep 2023)
- [FCA CF] Material risk taker (23 May 2022 to 25 Sep 2023)
- [FCA CF] Algorithmic trading (4 Feb 2021 to 25 Sep 2023)
- [FCA CF] Manager of certification employee (25 Feb 2020 to 27 Jul 2023)
- [FCA CF] Client dealing (12 Nov 2019 to 25 Sep 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.