Dominic Vidler

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC UK Bank Plc

    FRN 765112

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Jul 2018)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Functions requiring qualifications (22 Jun 2016 to 1 Jul 2018)
    • CF30 Customer (16 Jan 2014 to 6 Mar 2016)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF1 Director (AR) (28 Mar 2012 to 8 Nov 2013)
    • CF30 Customer (28 Mar 2012 to 8 Nov 2013)
  • A&V Wealth Management Ltd (no longer approved here)

    FRN 577599

    • Employed By (28 Mar 2012 to 8 Nov 2013)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 16 Apr 2012)
    • CF21 Investment Adviser (29 Dec 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Apr 2002 to 29 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.