Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Vermeer Investment Management Ltd
FRN 710280
- SMF17 Money Laundering Reporting Officer (MLRO) (since 15 Apr 2026)
- SMF16 Compliance Oversight (since 15 Apr 2026)
- SMF3 Executive Director (since 15 Apr 2026)
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W1M Investment Management Limited
FRN 116404
- SMF16 Compliance Oversight (since 23 Dec 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 23 Dec 2024)
- SMF3 Executive Director (since 1 Aug 2024)
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W1M Wealth Management Limited
FRN 120776
- Responsible for Insurance Distribution (since 27 Feb 2020)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- CF1 Director (24 Apr 2019 to 8 Dec 2019)
- CF11 Money Laundering Reporting (30 Aug 2018 to 8 Dec 2019)
- CF10 Compliance Oversight (12 Apr 2018 to 8 Dec 2019)
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W1M Asset Management Limited
FRN 143286
- Responsible for Insurance Distribution (since 27 Feb 2020)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (24 Apr 2019 to 8 Dec 2019)
- CF11 Money Laundering Reporting (30 Aug 2018 to 8 Dec 2019)
- CF10 Compliance Oversight (12 Apr 2018 to 8 Dec 2019)
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- (17)Employed By (1 Dec 2001 to 29 Oct 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.