Dominic Robertshaw

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF4 Partner (AR) (21 Oct 2019 to 10 Dec 2020)
- CF30 Customer (20 Jun 2013 to 10 Dec 2020)
Mark Sidlow (no longer approved here)
FRN 911714
- (1)Employed By (21 Oct 2019 to 10 Dec 2020)
Personal Touch Financial Services Limited (no longer approved here)
FRN 187834
- CF30 Customer (18 Dec 2008 to 28 Jun 2013)
Peace of Mind Financial Solutions Limited (no longer approved here)
FRN 470946
- (1)Employed By (18 Dec 2008 to 28 Jun 2013)
BBPI LIMITED (no longer approved here)
FRN 182934
- (12)Employed By (15 Aug 2008 to 7 Nov 2008)
HSBC Bank Plc (no longer approved here)
FRN 114216
- CF21 Investment Adviser (25 Apr 2003 to 9 May 2005)
- CF22 Investment Adviser (Trainee) (11 Jul 2002 to 25 Apr 2003)

Updates to this individual's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.