Dominic Richard Wilson

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • STIFEL EUROPE LIMITED (no longer approved here)

    FRN 178733

    • (234)[FCA CF] Client dealing (9 Dec 2020 to 31 Jul 2023)
    • (233)CF30 Customer (30 Oct 2017 to 8 Dec 2019)
  • Zeus Capital Limited (no longer approved here)

    FRN 224621

    • CF30 Customer (24 Dec 2013 to 26 Jun 2017)
  • PIPER SANDLER LTD. (no longer approved here)

    FRN 191657

    • CF30 Customer (1 Nov 2007 to 30 May 2008)
    • CF21 Investment Adviser (15 Aug 2005 to 31 Oct 2007)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF21 Investment Adviser (23 Aug 2002 to 29 Jun 2005)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (233)CF30 Customer at STIFEL EUROPE LIMITED

  2. controlled function added: (234)[FCA CF] Client dealing at STIFEL EUROPE LIMITED