Dominic Rhys Beddis

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Keith Montgomery Associates Limited

    FRN 136684

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 30 Mar 2021)
    • [FCA CF] Client dealing (since 30 Mar 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF30 Customer (30 Sep 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (30 Sep 2015 to 8 Dec 2019)
  • MONTGOMERY CHARLES FINANCIAL MANAGEMENT LIMITED (no longer approved here)

    FRN 586392

    • CF30 Customer (30 Apr 2014 to 30 Sep 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.