Dominic Paul Wallington

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RBC Global Asset Management (UK) Limited (no longer approved here)

    FRN 189154

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Apr 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 30 Apr 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Apr 2022)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (8 Oct 2007 to 31 Oct 2007)
    • CF3 Chief Executive (8 Oct 2007 to 1 Oct 2014)
    • CF1 Director (8 Oct 2007 to 21 Jun 2016)
    • CF27 Investment Management (22 Aug 2007 to 31 Oct 2007)
  • Invesco Asset Management Limited (no longer approved here)

    FRN 122674

    • CF27 Investment Management (1 Dec 2001 to 2 May 2007)

Recent activity

Updates to this individual's record on the FCA register.

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