Dominic Paul Price

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Morgan Stanley Investment Management Limited (no longer approved here)
FRN 121920
- SMF7 Group Entity Senior Manager (9 Dec 2019 to 1 Jan 2021)
- CF1 Director (21 Feb 2011 to 8 Dec 2019)
- CF30 Customer (5 Nov 2010 to 8 Dec 2019)
Morgan Stanley Investment Management (ACD) Limited (no longer approved here)
FRN 230885
- CF1 Director (21 Feb 2011 to 10 May 2013)
MFS INTERNATIONAL (U.K.) LIMITED (no longer approved here)
FRN 181136
- CF21 Investment Adviser (1 Dec 2001 to 9 Dec 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.