Dominic Michael James Courtman

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Investcorp Credit Management EU Limited
FRN 446483
- [FCA CF] Manager of certification employee (since 31 Mar 2022)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Material risk taker (since 9 Dec 2019)
- CF30 Customer (2 Jul 2018 to 8 Dec 2019)
Five Arrows Managers LLP (no longer approved here)
FRN 216145
- CF30 Customer (14 Sep 2011 to 19 Jun 2018)
N. M. ROTHSCHILD & SONS LIMITED (no longer approved here)
FRN 124451
- CF30 Customer (18 Jan 2008 to 6 Mar 2016)
- CF21 Investment Adviser (17 Jun 2004 to 3 Nov 2006)
abrdn Investments Limited (no longer approved here)
FRN 121891
- CF27 Investment Management (1 Dec 2001 to 19 May 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.