Dominic Mark Brindley

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NatWest Markets Plc

    FRN 121882

    • [FCA CF] Manager of certification employee (since 3 Feb 2025)
    • [FCA CF] Client dealing (since 3 Feb 2025)
    • [FCA CF] Manager of certification employee (3 Jul 2016 to 30 Sep 2020)
    • [FCA CF] Client dealing (7 Mar 2016 to 30 Sep 2020)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (9 Mar 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (18 Jan 2006 to 8 Mar 2006)
  • THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 114724

    • [FCA CF] Client dealing (1 Oct 2020 to 31 Jan 2025)
    • [FCA CF] Manager of certification employee (1 Oct 2020 to 31 Jan 2025)

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Updates to this individual's record on the FCA register.

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