Dominic Louis Andersen

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lifetime Wealth Management Limited

    FRN 400358

    • (14)Employed By (since 5 Apr 2022)
  • QUILTER FINANCIAL SERVICES LIMITED

    FRN 440703

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 11. Pension transfer specialist
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 13 Feb 2015)
    • CF1 Director (AR) (1 Jul 2011 to 1 Apr 2012)
    • CF30 Customer (4 Jan 2010 to 1 Apr 2012)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (31 Mar 2013 to 1 Nov 2017)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF30 Customer (2 Apr 2012 to 9 May 2016)
    • CF1 Director (AR) (2 Apr 2012 to 9 May 2016)
  • The Kingswood Partnership (1868) (no longer approved here)

    FRN 183120

    • Employed By (26 Feb 2001 to 28 Mar 2003)

Recent activity

Updates to this individual's record on the FCA register.

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