Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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BROWN SHIPLEY & CO. LIMITED
FRN 124548
- SMF18 Other Overall Responsibility (since 9 Apr 2026)
- [FCA CF] Manager of certification employee (since 1 Jul 2024)
- [FCA CF] Significant management (since 1 Jul 2024)
- [FCA CF] Material risk taker (since 24 Jan 2024)
- [PRA CF] Significant risk taker or Material risk taker (since 24 Jan 2024)
- [FCA CF] Manager of certification employee (1 Oct 2019 to 1 Oct 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.