DOMINIC KHRISAN SOOD

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JB Drax Honore (UK) Limited (no longer approved here)

    FRN 585303

    • [FCA CF] Client dealing (20 Jul 2020 to 7 Feb 2024)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [FCA CF] Material risk taker (25 Jun 2018 to 15 Jul 2020)
    • [FCA CF] Client dealing (7 Mar 2016 to 15 Jul 2020)
    • CF30 Customer (20 Oct 2015 to 6 Mar 2016)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [FCA CF] Client dealing (7 Mar 2016 to 15 Jul 2020)
    • CF30 Customer (20 Oct 2015 to 6 Mar 2016)
  • Citibank Europe plc (no longer approved here)

    FRN 211646

    • [FCA CF] Client dealing (7 Mar 2016 to 15 Jul 2020)
    • CF30 Customer (1 Jan 2016 to 6 Mar 2016)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (12 Aug 2015 to 16 Sep 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.