Dominic Joseph Harris

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Calculus Capital Limited

    FRN 190854

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • CF30 Customer (25 Oct 2019 to 8 Dec 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (30 Mar 2011 to 31 Jan 2014)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (7 Oct 2009 to 4 Dec 2009)

Recent activity

Updates to this individual's record on the FCA register.

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