Dominic James William Lees

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NFU Mutual Select Investments Limited

    FRN 582519

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 1 Jul 2025)
    • [FCA CF] Functions requiring qualifications (since 1 Jul 2025)
  • Forester Life Limited (no longer approved here)

    FRN 177898

    • [FCA CF] Client dealing (6 Apr 2023 to 30 Apr 2025)
  • Connells Limited (no longer approved here)

    FRN 302221

    • [FCA CF] Functions requiring qualifications (28 Jul 2022 to 5 Dec 2022)
  • Fairstone Financial Management Limited (no longer approved here)

    FRN 475973

    • [FCA CF] Functions requiring qualifications (14 Feb 2022 to 17 Jun 2022)
  • Mortgage Advice Bureau Limited (no longer approved here)

    FRN 455545

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 9 Jul 2020)

Recent activity

Updates to this individual's record on the FCA register.

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