Dominic James Helmsley

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • abrdn Fund Managers Limited

    FRN 121803

    • [FCA CF] Manager of certification employee (since 1 Jan 2023)
  • abrdn Alternative Funds Limited

    FRN 143445

    • [FCA CF] Material risk taker (since 1 Jan 2023)
    • [FCA CF] Manager of certification employee (since 1 Jan 2023)
  • abrdn Investments Limited

    FRN 121891

    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2022)
  • abrdn Investment Management Limited

    FRN 188406

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2022)
  • Patria Capital Partners LLP (no longer approved here)

    FRN 469934

    • [FCA CF] Client dealing (9 Dec 2019 to 26 Apr 2024)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 26 Apr 2024)
    • [FCA CF] Material risk taker (9 Dec 2019 to 26 Apr 2024)
    • [FCA CF] Significant management (9 Dec 2019 to 26 Apr 2024)
    • CF30 Customer (22 Apr 2014 to 8 Dec 2019)
  • Patria Private Equity (Europe) Limited (no longer approved here)

    FRN 755580

    • [FCA CF] Significant management (9 Dec 2019 to 26 Apr 2024)
    • SMF3 Executive Director (9 Dec 2019 to 13 Jan 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 26 Apr 2024)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 26 Apr 2024)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2022)
    • CF1 Director (28 Mar 2017 to 8 Dec 2019)
    • CF30 Customer (13 Dec 2016 to 8 Dec 2019)
  • Arcus European Investment Manager LLP (no longer approved here)

    FRN 506441

    • CF30 Customer (26 Jul 2010 to 31 Jul 2012)

Recent activity

Updates to this individual's record on the FCA register.

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