Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (4 Nov 2009 to 8 Dec 2019)
    • CF3 Chief Executive (14 Sep 2009 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (7 Nov 2006 to 31 Oct 2007)
    • Director of firm who is not a certification employee or a SMF manager (since 7 Mar 2016)
    • CF2 Non Executive Director (22 May 2014 to 6 Mar 2016)
  • Gregory Pennington Limited (no longer approved here)

    FRN 664019

    • CF2 Non Executive Director (2 Mar 2017 to 13 Aug 2018)
  • Think Money Limited (no longer approved here)

    FRN 685963

    • CF2 Non Executive Director (29 Jan 2016 to 13 Aug 2018)
    • CF1 Director (29 Jan 2016 to 13 Aug 2018)
  • NORTHERN LIGHTS ALTERNATIVE ADVISORS LLP (no longer approved here)

    FRN 493102

    • CF4 Partner (3 Mar 2009 to 30 Mar 2012)
  • Swift 1st Limited (no longer approved here)

    FRN 304896

    • CF2 Non Executive Director (14 Apr 2008 to 2 Jul 2015)
  • Benesse Advice Limited (no longer approved here)

    FRN 425293

    • Employed By (4 Jan 2008 to 13 Aug 2018)
  • Intelligent Lending Limited (no longer approved here)

    FRN 310069

    • CF2 Non Executive Director (29 Oct 2007 to 13 Aug 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.