Dominic James Bunning

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Nomura International Plc
FRN 124422
- [FCA CF] Client dealing (since 22 Jul 2024)
- [FCA CF] Manager of certification employee (since 22 Jul 2024)
HSBC Bank Plc (no longer approved here)
FRN 114216
- [FCA CF] Manager of certification employee (22 Sep 2022 to 8 Sep 2023)
- [FCA CF] Client dealing (24 Jul 2017 to 9 Apr 2024)
- CF30 Customer (15 Mar 2010 to 24 Apr 2013)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.