Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
RBC Europe Limited
FRN 124543
- SMF18 Other Overall Responsibility (since 8 Feb 2023)
- [FCA CF] Client dealing (31 Oct 2018 to 7 Feb 2023)
- [FCA CF] Material risk taker (31 Oct 2018 to 7 Feb 2023)
- [FCA CF] Significant management (31 Oct 2018 to 7 Feb 2023)
- [FCA CF] Manager of certification employee (31 Oct 2018 to 7 Feb 2023)
-
Royal Bank of Canada
FRN 124783
- SMF22 Other Local Responsibility (since 8 Feb 2023)
- [FCA CF] Client dealing (27 Oct 2022 to 7 Feb 2023)
- [FCA CF] Manager of certification employee (27 Oct 2022 to 7 Feb 2023)
- [FCA CF] Material risk taker (27 Oct 2022 to 7 Feb 2023)
- [FCA CF] Significant management (27 Oct 2022 to 7 Feb 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.