Dominic Hardcastle-Mills

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 28 Jul 2022)
    • [FCA CF] Functions requiring qualifications (since 28 Jul 2022)
  • Cooper Maverick LLP (no longer approved here)

    FRN 723906

    • [FCA CF] Functions requiring qualifications (1 Dec 2020 to 13 Feb 2024)
    • [FCA CF] Client dealing (1 Dec 2020 to 13 Feb 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 13 Mar 2024)
    • SMF27 Partner (9 Dec 2019 to 13 Mar 2024)
    • Responsible for Insurance Distribution (1 Oct 2018 to 13 Mar 2024)
    • Responsible for Insurance Mediation (13 Apr 2018 to 30 Sep 2018)
    • CF4 Partner (13 Apr 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (13 Apr 2018 to 8 Dec 2019)
    • CF30 Customer (1 Feb 2017 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.