Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Tees Financial Limited (no longer approved here)

    FRN 211314

    • CF1 Director (15 Apr 2009 to 2 Sep 2015)
    • CF30 Customer (1 Nov 2007 to 2 Sep 2015)
    • CF21 Investment Adviser (26 Jan 2007 to 31 Oct 2007)
    • CF27 Investment Management (18 Dec 2006 to 31 Oct 2007)
  • Clydesdale Bank Plc (no longer approved here)

    FRN 121873

    • CF27 Investment Management (7 Mar 2005 to 30 Jun 2006)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • CF21 Investment Adviser (1 Dec 2001 to 15 Jan 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.