Dominic D'Souza

• Lighthouse Advisory Services Limited

  FRN 195199

  • 11. Pension transfer specialist
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • CF30 Customer (since 12 Aug 2021)
  • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
  • CF30 Customer (11 Nov 2019 to 16 Mar 2021)
• Lighthouse Financial Advice Limited

  FRN 225502

  • (55)Employed By (since 12 Aug 2021)
  • (594)Employed By (11 Nov 2019 to 16 Mar 2021)
• St. James's Place Wealth Management Plc (no longer approved here)

  FRN 195351

  • CF30 Customer (19 Jul 2018 to 7 Nov 2019)
• QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

  FRN 440703

  • CF30 Customer (6 Sep 2016 to 6 Jul 2018)
• Beals Mortgage and Financial Services Limited (no longer approved here)

  FRN 471442

  • Employed By (6 Sep 2016 to 6 Jul 2018)
• Nationwide Building Society (no longer approved here)

  FRN 106078

  • CF30 Customer (13 Nov 2012 to 22 Apr 2014)

No changes recorded yet.